we’ve partnered with Hadrius as our technology solution to run our compliance program.

Hadrius represents the most encompassing and modern approach to compliance in the industry.

Within our compliance portal, we will accomplish:

  • email monitoring and archive

  • social media monitoring and archive

  • securities monitoring

  • firm oversight and risk controls

  • IAR attestation workflows

  • disclosure monitoring

  • full recordkeeping archive

To gain access, first request a new user account here: [help request]